The Ethics
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Benedict de Spinoza >> The Ethics
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PROP. LVII. Any emotion of a given individual differs from the
emotion of another individual, only in so far as the essence of
the one individual differs from the essence of the other.
Proof.-This proposition is evident from Ax. i. (which see
after Lemma iii. Prop. xiii., Part II.). Nevertheless, we will
prove it from the nature of the three primary emotions.
All emotions are attributable to desire, pleasure, or pain,
as their definitions above given show. But desire is each man's
nature or essence (III. ix. note) ; therefore desire in one
individual differs from desire in another individual, only in so
far as the nature or essence of the one differs from the nature
or essence of the other. Again, pleasure and pain are passive
states or passions, whereby every man's power or endeavour to
persist in his being is increased or diminished, helped or
hindered (III. xi. and note). But by the endeavour to persist in
its being, in so far as it is attributable to mind and body in
conjunction, we mean appetite and desire (III. ix. note) ;
therefore pleasure and pain are identical with desire or
appetite, in so far as by external causes they are increased or
diminished, helped or hindered, in other words, they are every
man's nature ; wherefore the pleasure and pain felt by one man
differ from the pleasure and pain felt by another man, only in so
far as the nature or essence of the one man differs from the
essence of the other ; consequently, any emotion of one
individual only differs, &c. Q.E.D.
Note.-Hence it follows, that the emotions of the animals
which are called irrational (for after learning the origin of
mind we cannot doubt that brutes feel) only differ from man's
emotions, to the extent that brute nature differs from human
nature. Horse and man are alike carried away by the desire of
procreation ; but the desire of the former is equine, the desire
of the latter is human. So also the lusts and appetites of
insects, fishes, and birds must needs vary according to the
several natures. Thus, although each individual lives content
and rejoices in that nature belonging to him wherein he has his
being, yet the life, wherein each is content and rejoices, is
nothing else but the idea, or soul, of the said individual, and
hence the joy of one only differs in nature from the joy of
another, to the extent that the essence of one differs from the
essence of another. Lastly, it follows from the foregoing
proposition, that there is no small difference between the joy
which actuates, say, a drunkard, and the joy possessed by a
philosopher, as I just mention here by the way. Thus far I have
treated of the emotions attributable to man, in so far as he is
passive. It remains to add a few words on those attributable to
him in so far as he is active.
PROP. LVIII. Besides pleasure and desire, which are passivities
or passions, there are other emotions derived from pleasure and
desire, which are attributable to us in so far as we are active.
Proof.-When the mind conceives itself and its power of
activity, it feels pleasure (III. liii.) : now the mind
necessarily contemplates itself, when it conceives a true or
adequate idea (II. xliii.). But the mind does conceive certain
adequate ideas (II. xl. note 2.). Therefore it feels pleasure in
so far as it conceives adequate ideas ; that is, in so far as it
is active (III. i.). Again, the mind, both in so far as it has
clear and distinct ideas, and in so far as it has confused ideas,
endeavours to persist in its own being (III. ix.) ; but by such
an endeavour we mean desire (by the note to the same Prop.) ;
therefore, desire is also attributable to us, in so far as we
understand, or (III. i.) in so far as we are active. Q.E.D.
PROP. LIX. Among all the emotions attributable to the mind as
active, there are none which cannot be referred to pleasure or
desire.
Proof.-All emotions can be referred to desire, pleasure, or
pain, as their definitions, already given, show. Now by pain we
mean that the mind's power of thinking is diminished or checked
(III. xi. and note) ; therefore, in so far as the mind feels
pain, its power of understanding, that is, of activity, is
diminished or checked (III. i.) ; therefore, no painful emotions
can be attributed to the mind in virtue of its being active, but
only emotions of pleasure and desire, which (by the last Prop.)
are attributable to the mind in that condition. Q.E.D.
Note.-All actions following from emotion, which are
attributable to the mind in virtue of its understanding, I set
down to strength of character (fortitudo), which I divide into
courage (animositas) and highmindedness (generositas). By
courage I mean the desire whereby every man strives to preserve
his own being in accordance solely with the dictates of reason.
By highmindedness I mean the desire whereby every man endeavours,
solely under the dictates of reason, to aid other men and to
unite them to himself in friendship. Those actions, therefore,
which have regard solely to the good of the agent I set down to
courage, those which aim at the good of others I set down to
highmindedness. Thus temperance, sobriety, and presence of mind
in danger, &c., are varieties of courage ; courtesy, mercy, &c.,
are varieties of highmindedness.
I think I have thus explained, and displayed through their
primary causes the principal emotions and vacillations of spirit,
which arise from the combination of the three primary emotions,
to wit, desire, pleasure, and pain. It is evident from what I
have said, that we are in many ways driven about by external
causes, and that like waves of the sea driven by contrary winds
we toss to and fro unwitting of the issue and of our fate. But I
have said, that I have only set forth the chief conflicting
emotions, not all that might be given. For, by proceeding in the
same way as above, we can easily show that love is united to
repentance, scorn, shame, &c. I think everyone will agree from
what has been said, that the emotions may be compounded one with
another in so many ways, and so many variations may arise
therefrom, as to exceed all possibility of computation. However,
for my purpose, it is enough to have enumerated the most
important ; to reckon up the rest which I have omitted would be
more curious than profitable. It remains to remark concerning
love, that it very often happens that while we are enjoying a
thing which we longed for, the body, from the act of enjoyment,
acquires a new disposition, whereby it is determined in another
way, other images of things are aroused in it, and the mind
begins to conceive and desire something fresh. For example, when
we conceive something which generally delights us with its
flavour, we desire to enjoy, that is, to eat it. But whilst we
are thus enjoying it, the stomach is filled and the body is
otherwise disposed. If, therefore, when the body is thus
otherwise disposed, the image of the food which is present be
stimulated, and consequently the endeavour or desire to eat it be
stimulated also, the new disposition of the body will feel
repugnance to the desire or attempt, and consequently the
presence of the food which we formerly longed for will become
odious. This revulsion of feeling is called satiety or
weariness. For the rest, I have neglected the outward
modifications of the body observable in emotions, such, for
instance, as trembling, pallor, sobbing, laughter, &c., for these
are attributable to the body only, without any reference to the
mind. Lastly, the definitions of the emotions require to be
supplemented in a few points ; I will therefore repeat them,
interpolating such observations as I think should here and there
be added.
DEFINITIONS OF THE EMOTIONS
I. Desire is the actual essence of man, in so far as it is
conceived, as determined to a particular activity by some given
modification of itself.
Explanation.-We have said above, in the note to Prop. ix. of
this part, that desire is appetite, with consciousness thereof ;
further, that appetite is the essence of man, in so far as it is
determined to act in a way tending to promote its own
persistence. But, in the same note, I also remarked that,
strictly speaking, I recognize no distinction between appetite
and desire. For whether a man be conscious of his appetite or
not, it remains one and the same appetite. Thus, in order to
avoid the appearance of tautology, I have refrained from
explaining desire by appetite ; but I have take care to define it
in such a manner, as to comprehend, under one head, all those
endeavours of human nature, which we distinguish by the terms
appetite, will, desire, or impulse. I might, indeed, have said,
that desire is the essence of man, in so far as it is conceived
as determined to a particular activity ; but from such a
definition (cf. II. xxiii.) it would not follow that the mind can
be conscious of its desire or appetite. Therefore, in order to
imply the cause of such consciousness, it was necessary to add,
in so far as it is determined by some given modification, &c.
For, by a modification of man's essence, we understand every
disposition of the said essence, whether such disposition be
innate, or whether it be conceived solely under the attribute of
thought, or solely under the attribute of extension, or whether,
lastly, it be referred simultaneously to both these attributes.
By the term desire, then, I here mean all man's endeavours,
impulses, appetites, and volitions, which vary according to each
man's disposition, and are, therefore, not seldom opposed one to
another, according as a man is drawn in different directions, and
knows not where to turn.
II. Pleasure is the transition of a man from a less to a greater
perfection.
III. Pain is the transition of a man from a greater to a less
perfection.
Explanation-I say transition : for pleasure is not perfection
itself. For, if man were born with the perfection to which he
passes, he would possess the same, without the emotion of
pleasure. This appears more clearly from the consideration of
the contrary emotion, pain. No one can deny, that pain consists
in the transition to a less perfection, and not in the less
perfection itself : for a man cannot be pained, in so far as he
partakes of perfection of any degree. Neither can we say, that
pain consists in the absence of a greater perfection. For
absence is nothing, whereas the emotion of pain is an activity ;
wherefore this activity can only be the activity of transition
from a greater to a less perfection-in other words, it is an
activity whereby a man's power of action is lessened or
constrained (cf. III. xi. note). I pass over the definitions of
merriment, stimulation, melancholy, and grief, because these
terms are generally used in reference to the body, and are merely
kinds of pleasure or pain.
IV. Wonder is the conception (imaginatio) of anything, wherein
the mind comes to a stand, because the particular concept in
question has no connection with other concepts (cf. III. lii. and
note).
Explanation-In the note to II. xviii. we showed the reason,
why the mind, from the contemplation of one thing, straightway
falls to the contemplation of another thing, namely, because the
images of the two things are so associated and arranged, that one
follows the other. This state of association is impossible, if
the image of the thing be new ; the mind will then be at a stand
in the contemplation thereof, until it is determined by other
causes to think of something else.
Thus the conception of a new object, considered in itself, is
of the same nature as other conceptions ; hence, I do not include
wonder among the emotions, nor do I see why I should so include
it, inasmuch as this distraction of the mind arises from no
positive cause drawing away the mind from other objects, but
merely from the absence of a cause, which should determine the
mind to pass from the contemplation of one object to the
contemplation of another.
I, therefore, recognize only three primitive or primary
emotions (as I said in the note to III. xi.), namely, pleasure,
pain, and desire. I have spoken of wonder simply because it is
customary to speak of certain emotions springing from the three
primitive ones by different names, when they are referred to the
objects of our wonder. I am led by the same motive to add a
definition of contempt.
V. Contempt is the conception of anything which touches the mind
so little, that its presence leads the mind to imagine those
qualities which are not in it rather than such as are in it (cf.
III. lii. note).
The definitions of veneration and scorn I here pass over, for
I am not aware that any emotions are named after them.
VI. Love is pleasure, accompanied by the idea of an external
cause.
Explanation-This definition explains sufficiently clearly the
essence of love ; the definition given by those authors who say
that love is the lover's wish to unite himself to the loved
object expresses a property, but not the essence of love ; and,
as such authors have not sufficiently discerned love's essence,
they have been unable to acquire a true conception of its
properties, accordingly their definition is on all hands admitted
to be very obscure. It must, however, be noted, that when I say
that it is a property of love, that the lover should wish to
unite himself to the beloved object, I do not here mean by wish
consent, or conclusion, or a free decision of the mind (for I
have shown such, in II. xlviii., to be fictitious) ; neither do I
mean a desire of being united to the loved object when it is
absent, or of continuing in its presence when it is at hand ; for
love can be conceived without either of these desires ; but by
wish I mean the contentment, which is in the lover, on account of
the presence of the beloved object, whereby the pleasure of the
lover is strengthened, or at least maintained.
VII. Hatred is pain, accompanied by the idea of an external
cause.
Explanation-These observations are easily grasped after what
has been said in the explanation of the preceding definition (cf.
also III. xiii. note).
VIII. Inclination is pleasure, accompanied by the idea of
something which is accidentally a cause of pleasure.
IX. Aversion is pain, accompanied by the idea of something which
is accidentally the cause of pain (cf. III. xv. note).
X. Devotion is love towards one whom we admire.
Explanation-Wonder (admiratio) arises (as we have shown, III.
lii.) from the novelty of a thing. If, therefore, it happens
that the object of our wonder is often conceived by us, we shall
cease to wonder at it ; thus we see, that the emotion of devotion
readily degenerates into simple love.
XI. Derision is pleasure arising from our conceiving the
presence of a quality, which we despise, in an object which we
hate.
Explanation-In so far as we despise a thing which we hate, we
deny existence thereof (III. lii. note), and to that extent
rejoice (III. xx.). But since we assume that man hates that
which he derides, it follows that the pleasure in question is not
without alloy (cf. III. xlvii. note).
XII. Hope is an inconstant pleasure, arising from the idea of
something past or future, whereof we to a certain extent doubt
the issue.
XIII. Fear is an inconstant pain arising from the idea of
something past or future, whereof we to a certain extent doubt
the issue (cf. III. xviii. note).
Explanation-From these definitions it follows, that there is
no hope unmingled with fear, and no fear unmingled with hope.
For he, who depends on hope and doubts concerning the issue of
anything, is assumed to conceive something, which excludes the
existence of the said thing in the future ; therefore he, to this
extent, feels pain (cf. III. xix.) ; consequently, while
dependent on hope, he fears for the issue. Contrariwise he, who
fears, in other words doubts, concerning the issue of something
which he hates, also conceives something which excludes the
existence of the thing in question ; to this extent he feels
pleasure, and consequently to this extent he hopes that it will
turn out as he desires (III. xx.).
XIV. Confidence is pleasure arising from the idea of something
past or future, wherefrom all cause of doubt has been removed.
XV. Despair is pain arising from the idea of something past or
future, wherefrom all cause of doubt has been removed.
Explanation-Thus confidence springs from hope, and despair
from fear, when all cause for doubt as to the issue of an event
has been removed : this comes to pass, because man conceives
something past or future as present and regards it as such, or
else because he conceives other things, which exclude the
existence of the causes of his doubt. For, although we can never
be absolutely certain of the issue of any particular event (II.
xxxi. Coroll.), it may nevertheless happen that we feel no doubt
concerning it. For we have shown, that to feel no doubt
concerning a thing is not the same as to be quite certain of it
(II. xlix. note). Thus it may happen that we are affected by the
same emotion of pleasure or pain concerning a thing past or
future, as concerning the conception of a thing present ; this I
have already shown in III. xviii., to which, with its note, I
refer the reader.
XVI. Joy is pleasure accompanied by the idea of something past,
which has had an issue beyond our hope.
XVII. Disappointment is pain accompanied by the idea of
something past, which has had an issue contrary to our hope.
XVIII. Pity is pain accompanied by the idea of evil, which has
befallen someone else whom we conceive to be like ourselves (cf.
III. xxii. note, and III. xxvii. note).
Explanation-Between pity and sympathy (misericordia) there
seems to be no difference, unless perhaps that the former term is
used in reference to a particular action, and the latter in
reference to a disposition.
XIX. Approval is love towards one who has done good to another.
XX. Indignation is hatred towards one who has done evil to
another.
Explanation-I am aware that these terms are employed in
senses somewhat different from those usually assigned. But my
purpose is to explain, not the meaning of words, but the nature
of things. I therefore make use of such terms, as may convey my
meaning without any violent departure from their ordinary
signification. One statement of my method will suffice. As for
the cause of the above-named emotions see III. xxvii. Coroll. i.,
and III. xxii. note.
XXI. Partiality is thinking too highly of anyone because of the
love we bear him.
XXII. Disparagement is thinking too meanly of anyone because we
hate him.
Explanation-Thus partiality is an effect of love, and
disparagement an effect of hatred : so that partiality may also
be defined as love, in so far as it induces a man to think too
highly of a beloved object. Contrariwise, disparagement may be
defined as hatred, in so far as it induces a man to think too
meanly of a hated object. Cf. III. xxvi. note.
XXIII. Envy is hatred, in so far as it induces a man to be
pained by another's good fortune, and to rejoice in another's
evil fortune.
Explanation-Envy is generally opposed to sympathy, which, by
doing some violence to the meaning of the word, may therefore be
thus defined :
XXIV. Sympathy (misericordia) is love, in so far as it induces a
man to feel pleasure at another's good fortune, and pain at
another's evil fortune.
Explanation-Concerning envy see the notes to III. xxiv. and
xxxii. These emotions also arise from pleasure or pain
accompanied by the idea of something external, as cause either in
itself or accidentally. I now pass on to other emotions, which
are accompanied by the idea of something within as a cause.
XXV. Self-approval is pleasure arising from a man's
contemplation of himself and his own power of action.
XXVI. Humility is pain arising from a man's contemplation of his
own weakness of body or mind.
Explanation-Self-complacency is opposed to humility, in so
far as we thereby mean pleasure arising from a contemplation of
our own power of action ; but, in so far as we mean thereby
pleasure accompanied by the idea of any action which we believe
we have performed by the free decision of our mind, it is opposed
to repentance, which we may thus define :
XXVII. Repentance is pain accompanied by the idea of some
action, which we believe we have performed by the free decision
of our mind.
Explanation-The causes of these emotions we have set forth in
III. li. note, and in III. liii., liv., lv. and note. Concerning
the free decision of the mind see II. xxxv. note. This is
perhaps the place to call attention to the fact, that it is
nothing wonderful that all those actions, which are commonly
called wrong, are followed by pain, and all those, which are
called right, are followed by pleasure. We can easily gather
from what has been said, that this depends in great measure on
education. Parents, by reprobating the former class of actions,
and by frequently chiding their children because of them, and
also by persuading to and praising the latter class, have brought
it about, that the former should be associated with pain and the
latter with pleasure. This is confirmed by experience. For
custom and religion are not the same among all men, but that
which some consider sacred others consider profane, and what some
consider honourable others consider disgraceful. According as
each man has been educated, he feels repentance for a given
action or glories therein.
XXVIII. Pride is thinking too highly of one's self from
self-love.
Explanation-Thus pride is different from partiality, for the
latter term is used in reference to an external object, but pride
is used of a man thinking too highly of himself. However, as
partiality is the effect of love, so is pride the effect or
property of self-love, which may therefore be thus defined, love
of self or self-approval, in so far as it leads a man to think
too highly of himself. To this emotion there is no contrary.
For no one thinks too meanly of himself because of self-hatred ;
I say that no one thinks too meanly of himself, in so far as he
conceives that he is incapable of doing this or that. For
whatsoever a man imagines that he is incapable of doing, he
imagines this of necessity, and by that notion he is so disposed,
that he really cannot do that which he conceives that he cannot
do. For, so long as he conceives that he cannot do it, so long
is he not determined to do it, and consequently so long is it
impossible for him to do it. However, if we consider such
matters as only depend on opinion, we shall find it conceivable
that a man may think too meanly of himself ; for it may happen,
that a man, sorrowfully regarding his own weakness, should
imagine that he is despised by all men, while the rest of the
world are thinking of nothing less than of despising him. Again,
a man may think too meanly of himself, if he deny of himself in
the present something in relation to a future time of which he is
uncertain. As, for instance, if he should say that he is unable
to form any clear conceptions, or that he can desire and do
nothing but what is wicked and base, &c. We may also say, that a
man thinks too meanly of himself, when we see him from excessive
fear of shame refusing to do things which others, his equals,
venture. We can, therefore, set down as a contrary to pride an
emotion which I will call self-abasement, for as from
self-complacency springs pride, so from humility springs
self-abasement, which I will accordingly thus define :
XXIX. Self-abasement is thinking too meanly of one's self by
reason of pain.
Explanation-We are nevertheless generally accustomed to
oppose pride to humility, but in that case we pay more attention
to the effect of either emotion than to its nature. We are wont
to call proud the man who boasts too much (III. xxx. note), who
talks of nothing but his own virtues and other people's faults,
who wishes to be first ; and lastly who goes through life with a
style and pomp suitable to those far above him in station. On
the other hand, we call humble the man who too often blushes, who
confesses his faults, who sets forth other men's virtues, and
who, lastly, walks with bent head and is negligent of his attire.
However, these emotions, humility and self-abasement, are
extremely rare. For human nature, considered in itself, strives
against them as much as it can (see III. xiii., liv.) ; hence
those, who are believed to be most self-abased and humble, are
generally in reality the most ambitious and envious.
XXX. Honour11 is pleasure accompanied by the idea of some action
of our own, which we believe to be praised by others.
XXXI. Shame is pain accompanied by the idea of some action of
our own, which we believe to be blamed by others.
Explanation-On this subject see the note to III. xxx. But we
should here remark the difference which exists between shame and
modesty. Shame is the pain following the deed whereof we are
ashamed. Modesty is the fear or dread of shame, which restrains
a man from committing a base action. Modesty is usually opposed
to shamelessness, but the latter is not an emotion, as I will
duly show ; however, the names of the emotions (as I have
remarked already) have regard rather to their exercise than to
their nature.
I have now fulfilled the task of explaining the emotions
arising from pleasure and pain. I therefore proceed to treat of
those which I refer to desire.
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